Business Monitoring Manager (Private Bank)
- 2023-08-30
-
Singapore
Business Monitoring Manager (Private Bank)
职位详情
Job Responsibilities:
- Have over 7 years of banking experience, at least 4 years with a private bank
- Has a university degree in business/finance/accounting or equivalent
- Has hands on experience covering oversight & monitoring regarding front office business operations processes within private banking
- Investment Suitability: perform post-trade surveillance to ensure adherence to the Suitability framework
- Pricing & Fee Disclosures: ensure adherence to client pricing arrangements
- Independent Validation: review voice logs/emails/call reports to ensure adherence to relevant procedures for- Payments, Management of Dormant accounts, Handling of client data/bank statements, Management of accounts with suppression of physical mail
- Culture & Conduct: managing issues appropriately to ensure organisational values and desired employee behaviour
- Policies: Perform regular reviews to establish appropriate frameworks, policies, processes and systems
- Represent the Front Office in operational / regulatory initiatives or projects
- Manage Client Complaints, Operational Events and Audits
- Lead investigations for complaints and operational errors, perform root cause analysis and address gaps to ensure a stable operating environment.
- Coordinate with stakeholders on internal and external audits
- Provide training on the Suitability and Pricing frameworks
- Utilise effective and motivational people management & engagement skills to ensure adherence to processes and controls
To be eligible for this role you will require:
- Have over 7 years of banking experience, at least 4 years with a private bank
- Has a university degree in business/finance/accounting or equivalent
- Has forensic capabilities to examine, analyze and interpret information, ensure effectiveness of governance & control framework.
- Has a good grasp of front office risk (private banking) management principles and tools.
- Has a strong understanding of regulatory requirements and business processes, and associated controls within financial institutions, preferably within Private Banking
Please contact Sophia Lin on +65 6850 7206 or email your cv directly in word format with job reference no.10512 corporategovernance@theedgepartnership.com
Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days we regret to inform you that your application for this position was unsuccessful.
EA Licence: 16S8131
Recruiter Licence: R22104669
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The Edge Partnership, EA Licence No: 16S8131
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