Regualtory Compliance Advisor – Global Brokerage Firm
- 2023-11-24
-
Singapore, Singapore
Regualtory Compliance Advisor – Global Brokerage Firm
Butiran Pekerjaan
My Client is a global Commodities Brokerage Firm and we are looking for a Compliance Analyst to join the team in Singapore. This is a new headcount due to their expansion plans in Asia, and you will be given the exposure across the Compliance function with proven leaders in the industry.
Responsibilities:
- Implement and spearhead new Compliance framework within the business
- Identity Compliance gaps and implement framework to mitigate gaps and risks.
- Ensure that policies are in line with Regulatory requirements and provide advisory to the business.
- Any other adhoc Compliance duties across the Group level
- Maintain and build a Compliance culture in the firm
You must:
- A bachelors degree in a reputable university
- 5 to 12 years of experience in a Compliance role – FICC / Commodities experience preferred
- Strong understanding of regulations and brokerage rules
- Be able to work independently, while also being a strong team player
Take charge of this opportunity to welcome a new career challenge in 2023.
Interested parties please get in touch with Wei Yun via Weiyun.Teo@ethosbc.com for a confidential discussion
EA Personnel No.: R1985201
BeathChapman (Pte. Ltd.)
Licence No.: 16S8112
Tell employers what skills you have
Excellent Communication Skills
Asset Management
Microsoft Office
Brokerage
Microsoft Excel
Due Diligence
Risk Assessment
Investigation
Administration
Internal Controls
Compliance
Attention to Detail
AML
Team Player
Regulatory Requirements
KYC
Screening
Financial Services
Able To Work Independently
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BEATHCHAPMAN (PTE. LTD.)
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