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Regualtory Compliance Advisor – Global Brokerage Firm

  • 2023-11-24

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Singapore, Singapore

Regualtory Compliance Advisor – Global Brokerage Firm

职位详情

Roles & Responsibilities

My Client is a global Commodities Brokerage Firm and we are looking for a Compliance Analyst to join the team in Singapore. This is a new headcount due to their expansion plans in Asia, and you will be given the exposure across the Compliance function with proven leaders in the industry.


Responsibilities:

  • Implement and spearhead new Compliance framework within the business
  • Identity Compliance gaps and implement framework to mitigate gaps and risks.
  • Ensure that policies are in line with Regulatory requirements and provide advisory to the business.
  • Any other adhoc Compliance duties across the Group level
  • Maintain and build a Compliance culture in the firm

You must:

  • A bachelors degree in a reputable university
  • 5 to 12 years of experience in a Compliance role – FICC / Commodities experience preferred
  • Strong understanding of regulations and brokerage rules
  • Be able to work independently, while also being a strong team player

Take charge of this opportunity to welcome a new career challenge in 2023.

Interested parties please get in touch with Wei Yun via Weiyun.Teo@ethosbc.com for a confidential discussion

EA Personnel No.: R1985201

BeathChapman (Pte. Ltd.)

Licence No.: 16S8112


Tell employers what skills you have

Excellent Communication Skills
Asset Management
Microsoft Office
Brokerage
Microsoft Excel
Due Diligence
Risk Assessment
Investigation
Administration
Internal Controls
Compliance
Attention to Detail
AML
Team Player
Regulatory Requirements
KYC
Screening
Financial Services
Able To Work Independently

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BEATHCHAPMAN (PTE. LTD.)

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